Louie has extensive experience in the financial services industry, specializing in strategy, business development, technology, mortgage, compliance and risk management, and securities.
Prior to joining Ludwig Advisors, Louie led Promontory Financial Group's managed-services business, overseeing the firm's delivery of anti-money-laundering, know-your-customer, sanctions, and consumer-compliance services to financial-institution clients.
Previously, Louie was a principal at Promontory Financial Group, where he focused on business development in the global compliance practice, specifically in areas such as anti-money laundering, mortgage compliance, and vendor oversight. Louie successfully led major engagements involving financial institutions and government-sponsored enterprises.
Before joining Promontory Financial Group, Louie worked extensively in the financial services industry, specializing in due diligence and surveillance of private-label mortgage-backed securities. He successfully developed and managed an MBS surveillance operation, served as a consultant for GSEs, and led a large-scale forensic review of foreclosure files for a bank with a significant mortgage-servicing portfolio.