Services
Objective Regulatory Assessment
Regulatory scrutiny is a constant reality for financial institutions. Events like violations, losses, or operational issues often necessitate external review.
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How We Work

Ludwig Advisors provides objective, independent review with deep industry and regulatory expertise. This unique perspective, gained through extensive experience on both sides of the table, allows us to bridge the communication gap between institutions and regulators.

We explain complex operational challenges in a clear and concise manner, ensuring regulators understand management's efforts and limitations. Similarly, we translate regulatory priorities into actionable steps, helping institutions grasp the seriousness of specific issues. Our deliverables are tailored to your needs — we can provide formal, documented reports for board or regulatory presentations or informal feedback to executive management. Regardless of the format, our focus remains on delivering pragmatic solutions that help you address your challenges effectively.

Our Services
  • Investigation and Reviews Following Significant Regulatory Failures
  • Reviews of Significant Loss Events
  • Reviews of Operational or Technology Failures
  • Thematic Reviews Across Repeat Regulatory Findings
  • Regulatory-driven Root Cause Analysis
Our Expert Advisors

With backgrounds ranging from the c-suite to the corridors of regulation and policy, our team is highly skilled at navigating the most complex regulatory terrain. Each advisor channels decades of real-world experience to bring insights-driven analysis and strategic advice unrivaled in the marketplace. By combining deep-sector expertise with a future-focused approach, we are uniquely positioned to help our clients succeed in today’s ever-changing environment.

Select an advisor to learn more about their subject matter expertise.
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