Services
Response Management and Remediation Support
Regulators are increasingly demanding formal responses from banks to address criticisms. This pressure is evident in the surge of formal and informal enforcement actions, placing a significant burden on institutions in the form of tight deadlines and complex remediation obligations.
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How We Work

Ludwig Advisors assists financial institutions throughout the entire regulatory remediation process, ensuring a smooth and efficient journey. We partner with you to prepare for examinations and craft comprehensive responses that aim to limit potential enforcement actions.

Our team is adept at negotiating MRAs, MRIAs, and other enforcement actions, when necessary. Additionally, we assist with crafting clear and concise responses to regulatory findings, managing both internal and external reporting requirements, and overseeing the project management of remediation plans. Finally, we provide substantive support throughout the entire process, ensuring your remediation efforts are successful.

Our Services
  • Examination Preparation and Management
  • Assistance with Regulatory Communications
  • Formal Responses to MRAs, MRIAs, Formal and Informal Enforcement Actions
  • Internal and External Reporting Against Regulatory Commitments
  • Project Management of Remediation Plans
  • Substantive Assistance with Remediation Efforts
  • Quality Assurance and Reporting
Our Expert Advisors

With backgrounds ranging from the c-suite to the corridors of regulation and policy, our team is highly skilled at navigating the most complex regulatory terrain. Each advisor channels decades of real-world experience to bring insights-driven analysis and strategic advice unrivaled in the marketplace. By combining deep-sector expertise with a future-focused approach, we are uniquely positioned to help our clients succeed in today’s ever-changing environment.

Select an advisor to learn more about their subject matter expertise.
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